Hamiltonian balanced models: constraints, slow manifolds and velocity splitting.


M.E.McIntyre and I.Roulstone
Centre for Atmospheric Science at the
Department of Applied Mathematics and Theoretical Physics
Cambridge University
and
Meteorological Office, Bracknell
J. Fluid Mech., submitted (1996)

Abstract

The general mathematical structure of Hamiltonian balanced models of vortical atmosphere-ocean dynamics is clarified, at arbitrary accuracy, along with its relation to the concepts of slow manifold, slow quasi-manifold potential-vorticity (PV) inversion. Accuracy means closeness to an exact dynamics, meaning a primitive or Euler-equation Hamiltonian dynamics (with constant or variable Coriolis parameter), regarded as the exact `parent' of the balanced model. Arbitrary means limited not by any particular expansion method or approximate formula, or fast-slow scaling assumption, but only by the irreducible, residual inaccuracy or imbalance associated with the Lighthill radiation, or spontaneous-adjustment emission, of inertia-gravity waves by unsteady vortical motions. The clarification shows:


All Hamiltonian balanced models, regardless of accuracy - if derived by constraining a parent dynamics supporting inertia-gravity waves and Lighthill radiation - have a characteristic general property that may be called `velocity splitting', recognition of which is important for a full understanding of the dynamics. Imposing any balance condition as a constraint on the parent dynamics splits the parent velocity field, into just two velocity fields in the simplest set of cases. The first, u^P say, is the velocity in the ordinary sense, the velocity with which material particles move. The second, u^C say, is the constraint velocity defining the balanced model's `slow manifold', a prescribed functional of the mass configuration alone; u^C is also the velocity that enters the simplest forms of the model's PV, energy and other conserved quantities, which quantities, when evaluated with u^C, are given by the same formulae as in the parent dynamics. The model's conserved PV, in particular, is always the Rossby-Ertel PV when expressed in terms of the `constraint vorticity' zeta^C, i.e. the absolute vorticity evaluated with u^C , and furthermore is always given by the same (real) Jacobian determinants involving X as in Hoskins' semigeostrophy, in cases where canonical coordinates X are known. Semigeostrophy itself is more complicated, from this viewpoint, exhibiting double splitting in the sense of having two slow manifolds and three distinct velocity fields , u^P, u^C(H) and u^C(omega) , of which the second enters into energy conservation via the parent Hamiltonian and the third into PV conservation via the parent symplectic structure.


There is a fundamental integral equation that governs the difference-velocity field or `velocity split'
u^S = u^P - u^C and defines the balanced model dynamics including any boundary conditions additional to those used in defining the configuration space. The formulation in terms of u^S gives a mathematical description that is manifestly independent of reference-frame rotation rate. The dynamical effects of rotation enter solely through the functional or functionals, for instance through zeta^C. This greatly simplifies the formulation of variable-Coriolis-parameter models, and brings other conceptual and formal simplifications such as the ability to accommodate Galilean-invariant u^C. The integral equation takes an especially simple form for singly-split models. Solving the equation gives u^S as a functional of the mass configuration alone, defining, in turn, how particles move, and showing that u^S is generally nonzero though small for an accurate model. Any norm ||u^S|| provides a natural intrinsic measure of model accuracy, suggesting minimization of such norms as an approach to finding `optimal' Hamiltonian balanced models. The nonvanishing of ||u^S|| is connected with the existence of Lighthill radiation and the nonexistence of a parent slow manifold.


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Michael McIntyre (mem at damtp.cam.ac.uk), DAMTP, University of Cambridge, Silver Street, Cambridge CB3 9EW

Last updated April 1996