The general mathematical structure of Hamiltonian balanced models of vortical atmosphere-ocean dynamics is clarified, at arbitrary accuracy, along with its relation to the concepts of slow manifold, slow quasi-manifold potential-vorticity (PV) inversion. Accuracy means closeness to an exact dynamics, meaning a primitive or Euler-equation Hamiltonian dynamics (with constant or variable Coriolis parameter), regarded as the exact `parent' of the balanced model. Arbitrary means limited not by any particular expansion method or approximate formula, or fast-slow scaling assumption, but only by the irreducible, residual inaccuracy or imbalance associated with the Lighthill radiation, or spontaneous-adjustment emission, of inertia-gravity waves by unsteady vortical motions. The clarification shows:
All Hamiltonian balanced models, regardless of accuracy
- if derived by constraining a parent dynamics supporting
inertia-gravity waves and Lighthill radiation -
have a characteristic general property that may
be called `velocity splitting', recognition of which is important for
a full understanding of the dynamics. Imposing any balance condition
as a constraint on the parent dynamics splits the parent velocity
field, into just two velocity fields in the simplest set of cases.
The first, u^P say, is the velocity in the ordinary sense, the
velocity with which material particles move. The second, u^C say,
is the constraint velocity defining the balanced model's `slow manifold', a prescribed
functional of the mass configuration alone; u^C is also
the velocity that enters the simplest forms of the model's PV,
energy and other conserved quantities, which quantities, when
evaluated with
u^C, are given by the same formulae as in
the parent dynamics. The model's conserved PV, in particular, is
always the Rossby-Ertel PV when expressed in terms of
the `constraint vorticity' zeta^C, i.e. the absolute vorticity
evaluated with u^C ,
and furthermore is always given by the same (real) Jacobian determinants
involving
There is a fundamental integral equation that governs the
difference-velocity field or `velocity split'
u^S = u^P - u^C
and defines the balanced model dynamics including any
boundary conditions
additional to
those used in defining the configuration space. The formulation in terms of
u^S
gives a mathematical description
that is manifestly independent of reference-frame rotation rate.
The dynamical effects of rotation
enter solely through the functional or functionals, for instance
through zeta^C. This greatly simplifies the formulation of
variable-Coriolis-parameter
models, and brings other conceptual and formal simplifications such
as the ability to accommodate Galilean-invariant u^C.
The integral equation
takes an especially simple form for
singly-split models.
Solving the equation gives u^S as a
functional of the mass configuration alone, defining, in turn, how
particles move, and showing that u^S is
generally nonzero though small for an accurate model. Any norm ||u^S||
provides a natural intrinsic measure of model accuracy, suggesting
minimization of such norms as an approach to finding `optimal' Hamiltonian balanced models. The
nonvanishing of ||u^S|| is connected with the existence of Lighthill radiation and the
nonexistence of a parent slow manifold.
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Michael McIntyre (mem at damtp.cam.ac.uk),
DAMTP,
University of Cambridge,
Silver Street, Cambridge CB3 9EW
Last updated
April 1996